Who Is Matthew Koelliker?
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Matthew Koelliker (CRD# 5660722) has been active in the financial services industry for nearly a decade. As of November 2024, he joined KKR Capital Advisors in San Francisco, focusing on business development and capital raising for institutional investors in the Western United States. Previously, he held prominent roles at other leading firms including M360 Advisors, PIMCO, and Goldman Sachs.
His professional credentials show a broad base of securities knowledge:
- Securities Industry Essentials (SIE)
- National Commodity Futures (Series 3)
- General Securities Representative (Series 7 & Series 7TO)
- Uniform Combined State Law (Series 66)
- Uniform Securities Agent State Law (Series 63)
He is licensed across 52 states and territories, an indicator of his significant industry reach.
Complete Summary of Complaints Against Matthew Koelliker
Investors deserve transparent information about the professionals handling their investments.
Despite a substantial career, Mr. Koelliker’s BROKERCHECK record now lists three notable investor complaints related to his prior work with M360 Advisors. Below, we break down these cases based on the most recent public information:
| Date Filed | Affiliation | Allegation | Status | Claimed Damages |
|---|---|---|---|---|
| September 2025 | M360 Advisors | Breach of limited partnership agreement | Pending | To be determined at trial |
| October 2024 | M360 Advisors | Failure to honor limited partnership redemption request | Pending | Over $15 million |
| [Date not specified] | M360 Advisors | [Details not disclosed] | Pending | [Unspecified] |
Key Points About Complaints:
- All complaints reference activities prior to joining KKR Capital Advisors.
- Allegations focus on improper handling or breach regarding limited partnership agreements.
- The most significant pending claim seeks damages exceeding $15 million.
- As of the last review, these complaints are pending. No final judgment, regulatory finding, or disciplinary action has been reported.
How Can Investors Remain Protected?
Haselkorn & Thibaut recommends that any investor with concerns regarding their accounts or investments involving Mr. Koelliker, especially related to limited partnerships, take these steps:
- Closely monitor all account statements and communications from your financial advisor.
- Sign up for updates via BrokerCheck to follow any new disclosures.
- Consider scheduling a free, confidential review of your account activity and investment history.
- Document all relevant correspondences and records related to your investments and any concerns raised or unmet requests.
What About Regulatory & Legal Records?
A review of the FINRA BrokerCheck and SEC records through mid-2024 previously indicated a clean record for Mr. Koelliker. However, recent complaint activity now appears on his BrokerCheck profile. No regulatory enforcement actions or SEC administrative orders are currently reported—these matters remain limited to customer complaints rather than regulatory findings. It’s essential to verify the most current status regularly, as database updates can lag or vary depending on arbitration status.
Why Choose Haselkorn & Thibaut?
Haselkorn & Thibaut is a national investment fraud law firm with a proven track record: over 50 years of combined legal experience, a 98% success rate, and millions recovered for victims of securities misconduct. Our firm operates on a “no recovery, no fee” basis, providing fair access to justice and expert representation across the United States.
Free Consultation and Next Steps
If you, or someone you know, invested with Matthew Koelliker of KKR Capital Advisors or M360 Advisors and are concerned about potential losses or red flags, take action today. Early consultation can preserve your rights and maximize recovery prospects.
Contact Haselkorn & Thibaut for a free, confidential consultation:
1-888-994-8066
- No cost, no obligation.
- Personalized review of your unique investment situation.
- Strategies for potential recovery and options for action.
Your financial security matters. If you have questions or need clarity on your experience with Matthew Koelliker, call us now. Every conversation is confidential and focused on protecting you and your family’s investments.
