Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into the business practices, client history, and regulatory record of Alvaro Mauricio Jiron (CRD# 4226147), a financial advisor in Coral Gables, FL, currently registered with LPL Financial LLC. As former Wall Street defense attorneys with over 95 years of combined securities law experience, we leverage our insider knowledge to advocate for investors who have suffered losses due to stockbroker misconduct, fraud, or negligence. Our focus is investor recovery, and we invite anyone who has concerns regarding accounts handled by Mr. Jiron to contact us at 1-888-885-7162 for a free consultation.
Who Is Alvaro Mauricio Jiron? He is a veteran broker and investment advisor currently associated with LPL Financial LLC in Coral Gables, FL. Mr. Jiron’s career spans over two decades and includes positions at firms such as Infinex Investments, J.P. Morgan Securities, Merrill Lynch, Ameriprise Financial, VALIC Financial Advisors, and Charles Schwab. Below is a review based on our ongoing investigation, public records, and industry sources for investors who suspect financial loss or misconduct.
Professional History of Alvaro Mauricio Jiron (CRD# 4226147)
Table of Contents
| Firm | Years |
|---|---|
| LPL Financial LLC (Current) | 2023–Present |
| Infinex Investments, Inc. | 2016–2023 |
| J.P. Morgan Securities LLC | 2014–2016 |
| LPL Financial LLC (Prior) | 2009–2014 |
| Ameriprise Financial Services, Inc. | 2009 |
| VALIC Financial Advisors, Inc. | 2003–2004 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 2001–2003 |
| Charles Schwab & Co., Inc. | 2000–2001 |
- Registered with LPL Financial in Coral Gables, FL, and associated with SouthState Investment Services in Tavares, FL.
- Holds industry qualifications including Series 7, 24, and 63.
We fight for investors—if you worked with Alvaro Mauricio Jiron and have questions about the safety of your investments or your advisor’s conduct, our attorneys can help evaluate whether you may have options to recover losses.
Haselkorn & Thibaut’s Current Investigation
Our investigation centers on reports of potential misrepresentation, unsuitable recommendations, and improper annuity sales practices involving Mr. Jiron. We are especially interested in any instance where you:
- Were advised to invest in products portrayed as “safe and secure” that later resulted in significant losses.
- Experienced annuity switching, meaning the replacement or repeated exchange of one annuity for another, potentially resulting in unnecessary fees or lost benefits.
- Felt important information or risks were omitted or misrepresented during investment recommendations.
As a firm with a 98% success rate across hundreds of investor claims and experience involving more than $520 million in investments, we are equipped to represent investors in cases of potential advisor misconduct.
Red Flags & Allegations Regarding Alvaro Mauricio Jiron
Our research identified the following allegation related to Mr. Jiron’s history at Infinex Investments:
- August 2025 – FINRA Arbitration Case No. 25-01641: A client alleged that Mr. Jiron misrepresented an offshore annuity as a safe and secure investment. The matter reportedly resulted in a $200,000 settlement in September 2025.
Types of Customer Complaints & Concerns
| Type | Description |
|---|---|
| Fraud / Misrepresentation | Alleged misleading statements about the safety and features of investment products. |
| Unsuitable Recommendations | Recommendations to purchase products that may not fit an investor’s profile or risk tolerance, including complex products such as offshore annuities. |
| Annuity Switching | Frequent exchanges of annuity contracts that may generate commissions while increasing costs or reducing benefits to the investor. |
If you were exposed to these issues or other suspicious activity, it may be important to take proactive steps to evaluate possible recovery options. Our firm’s attorneys are top-rated, including Martindale-Hubbell AV Preeminent and Super Lawyers recognition, and we offer no recovery, no fee representation.
Public Record Summary for Alvaro Mauricio Jiron
Public disclosure records, including BrokerCheck, should be reviewed directly for the most current information regarding customer complaints, regulatory actions, criminal matters, civil matters, and employment history. Investors should independently verify all current disclosure information through official sources.
- Review FINRA BrokerCheck for the most current disclosure information.
- Check for any regulatory sanctions, civil matters, or customer disputes.
- Monitor updates periodically, as disclosure records can change.
Any reported settlement or customer dispute may warrant careful review by investors seeking to understand whether prior recommendations were suitable and fully disclosed.
How Our Firm Can Help You Recover Investment Losses
If you have lost money in accounts handled by Alvaro Mauricio Jiron at LPL Financial LLC or a prior employer, our attorneys offer complimentary consultations and an honest appraisal of your potential recovery options. Using our former defense experience and knowledge of brokerage industry practices, we pursue claims through FINRA arbitration and other legal avenues where appropriate.
- We represent only investors, not brokerage firms or advisors.
- Cases are handled on a contingent fee basis, meaning no fee unless there is a recovery.
- 5.0-star client reviews reflect our commitment to service and results.
Contact our attorneys at 1-888-885-7162 for a free, confidential review of your situation.
