Yes, you can sue your financial advisor. If your advisor’s negligence, unsuitable recommendations, or breach of fiduciary duty caused you to lose money, you have the right to pursue compensation through FINRA arbitration or civil litigation. To win, you must prove four elements: (1) the advisor owed you a duty of care, (2) the advisor […]
Can I Sue My Financial Advisor? Guide to Negligence Claims in 2026 Read More »
California Broker-Dealer Sanctioned for Failing to Supervise Unsuitable Sales of High-Risk Alternative Investments to Senior Investors The Financial Industry Regulatory Authority (FINRA) has censured and fined Kingswood Capital Partners $150,000 after finding the California-based broker-dealer failed to adequately supervise the sale of illiquid alternative investments, including the now-worthless GWG Holdings L Bonds, to senior clients
Kingswood Capital Partners Fined $150,000 Over GWG L Bonds Supervisory Failures Read More »
A Comprehensive Overview for Investors Who Lost Money with Andrew Scott Corbman Andrew Scott Corbman is a financial advisor whose professional conduct has come under scrutiny, particularly concerning investors who may have experienced financial losses. For those who have been affected or are seeking information about their investment experiences with Andrew Scott Corbman, understanding the
Andrew Scott Corbman: What Investors Need to Know About This Financial Advisor Read More »
Have you lost money with Brooklyn Chandler Willy or Texas Financial Advisory? If you invested with San Antonio financial advisor Brooklyn Chandler Willy—including through Texas Financial Advisory, Queen B Advisors LLC, or related entities—you may have legal rights to recover your losses. This article examines the regulatory sanctions, customer complaints, employment terminations, and recent federal
Just when GPB Capital investors thought justice had finally been served, a stunning development has reignited their frustration and disbelief. On November 30, 2025, President Donald Trump commuted the seven-year prison sentence of David Gentile, the founder and CEO of GPB Capital. The decision came after Gentile had spent a mere two weeks behind bars—having
GPB Capital: Updates and Loss Recovery Options Read More »