Dawson James Securities is based in Boca Raton, Florida. As a broker-dealer registered with the Financial Industry Regulatory Authority (FINRA), Dawson James Securities is required to adopt and implement written supervisory procedures designed to ensure that it is properly and reasonably supervising its financial advisors. In the past, Dawson James Securities has been censured and […]
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Are you worried about losing on your investment in First Capital Real Estate Trust Inc.? Have you invested in First Capital Real Estate Inc. and lost? If yes, then InvestmentFraudLawyers.com may just be in the best position to help. You can file a FINRA Dispute Resolution claim against the brokerage firm that you purchased the
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Barry Garapedian (CRD #1039251) is registered as a broker with Morgan Stanley (CRD #149777) located in Westlake Village, California. He started working in 1982 and joined Morgan Stanly in 2009. Before that time, he has worked with Citigroup Global Markets (CRD #7059), E.F. Hutton & Company (CRD #235) and Lehman Brothers (CRD #7506). Cases of
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The Financial Industry Regulatory Authority Inc. (FINRA) has barred Jim Booth from LPL Financial who cheated clients out of more than $1 million for a period of five years. Haselkorn & Thibaut, investment fraud lawyers, have begun a formal investigation into Mr. Booth and are following several other LPL Financial complaints. Booth was a former
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The GPB Capital share price saga continues to get worse for investors. The most recent announcement from GPB Capital is that its two largest investment funds (GPB Holdings II and GPB Automotive Portfolio) are now reporting substantial declines in the value of 25.4% and 39%, respectively. GPB Capital Investigations Given what has transpired over the
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