Financial Advisor and Stockbroker Fraud

Morgan Stanley Shaw Good Barred

Morgan Stanley Advisor Shaw Good Barred After $4.8 Ponzi Scheme

Formerly registered with Morgan Stanley, Wilmington, North Carolina-based financial advisor Shawn Good has been accused of operating a $4.8 million Ponzi scheme by the Securities and Exchange Commission (SEC). According to reported news, he faces two charges of felony. A federal judge in North Carolina has barred him from selling securities based on the permanent …

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Business Development Corporation of America (BDCA)

Business Development Corporation of America (BDCA) Lawsuit “FINRA”

The Business Development Corporation of America (BDCA) is a non-traded business development company (BDC) that focuses on senior secured loans with middle-market companies. A non-traded BDC does not trade like a stock or a bond on a national exchange. It is generally considered a risky, complex, illiquid, private placement alternative investment. Notwithstanding the recent sponsor-stated valuations …

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