Financial Advisor and Stockbroker Fraud

Cynthia Giovacchino (LPL Financial) Faces 4 Customer Complaints

Jesus Rodriguez, Morgan Stanley Financial Advisor, BARRED By FINRA

Accused of helping himself to $61K from the credit line of a client, former El Paso, Texas financial advisor from Morgan Stanley Jesus Rodriguez has been barred by the Financial Industry Regulatory Authority (FINRA) effective 29th November 2021. There are several customer disputes on his record. However, the FINRA sanctions were issued after his refusal …

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Cynthia Giovacchino (LPL Financial) Faces 4 Customer Complaints

Cynthia Giovacchino (LPL Financial) Faces 4 Customer Complaints

Long-time LPL Financial Advisor Cynthia Giovacchino has four customer disputes against her name. All of them emanate from her recommendations in alternative investments, mainly business development companies (BDCs) and real estate investment trusts (REITs), which have been classified as ‘unsuitable’ by these customers. Haselkorn & Thibaut has opened an investigation into Mrs. Giovacchino’s sales practices and …

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Edward Turley Investigation Continues As JP Morgan Faces Millions in Fines

Edward Turley Investigation Continues As JP Morgan Faces Millions in Fines

Edward Turley, a former top financial advisor from JP Morgan, is under investigation by Haselkorn & Thibaut for the handling of client accounts, sales practices, and company policies. Multiple clients of Mr. Turley have alleged they were sold products that were not suitable.  Both JP Morgan and Turely were required by FINRA rules to make …

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