Financial Advisor Fraud

In a recent development, a customer dispute has been filed against financial professional Matthew Stucke of Cetera Advisor Networks LLC (CRD 13572) in Georgia. The Statement of Claim, submitted on January 4, 2024, alleges that Stucke recommended unsuitable and risky investments, resulting in substantial losses for the client. The case is currently pending, and the […]

Haselkorn & Thibaut Opens Investigation into David Franklin of Integral Wealth Securities Haselkorn & Thibaut, a leading National Securities fraud law firm, has opened an investigation into David Franklin (CRD# 5236215), a former financial advisor who was recently barred by FINRA while registered with Integral Wealth Securities. If you had investments with David Franklin or

Mackenzie Alexander Dickson (CRD 7516892): An Investor’s Guide to the TIAA-CREF Advisor in Charlotte, NC Haselkorn & Thibaut, a trusted National Securities fraud law firm, has launched an independent investigation into Mackenzie Alexander Dickson, a financial advisor affiliated with TIAA-CREF Individual & Institutional Services, LLC in Charlotte, North Carolina. With over 95 years of experience

Investigation Alert: Roger Turcotte of Cetera Investment Services Faces Regulatory Scrutiny Haselkorn & Thibaut has opened an investigation into Tampa-based financial advisor Roger Turcotte (CRD# 1180997) following concerning regulatory disclosures and investor complaints. If you’ve worked with Mr. Turcotte or have concerns about your investments, understanding these recent developments could be crucial for protecting your

Robert Scott Smith – Newberg, OR Financial Advisor at Emerson Equity LLC: Investor Alert & Case Review Haselkorn & Thibaut – Investment Fraud Lawyers have opened an investigation into Robert Scott Smith (CRD 1412333), a stockbroker and financial advisor currently employed with Emerson Equity LLC in Newberg, Oregon. Investors who have worked with Mr. Smith