Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund

Failure to supervise its registered representatives has caused the Financial Industry Regulatory Authority (FINRA) to censure and a fine of $195K for Triad Advisors. The representatives in question had recommended the LJM Preservation and Growth Fund (LJM) to customers. According to FINRA, the required due diligence of the alternative mutual fund was not carried out […]

Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund Read More »

Strategic Realty Trust REIT Suspends Dividends!

Strategic Realty Trust investors are very upset after finding out that the REIT has suspended its dividend. Per filings available with the Securities Exchange Commission (SEC), Strategic Realty Trust, a non-traded real estate investment trust (REIT), earlier known by the name of TNP Strategic Retail Trust, suspended its Amended and Restated Share Redemption Program (the

Strategic Realty Trust REIT Suspends Dividends! Read More »

Syndicated Conservation Easement Loss Recovery

Wealthy individuals wage a constant battle to reduce their burden of income tax. Private placements of syndicated conservation easements seemed to catch the fancy of investors around 2010, again, as a means of reducing their income tax liability. Investors have been asking questions regarding a syndicated conservation easement. Our initial investigation has caused many red

Syndicated Conservation Easement Loss Recovery Read More »

Preying on Seniors and Churchgoers, “Doc” Gallagher Loots $32 Million in Ponzi Scam

William Neil “Doc” Gallagher ran a Ponzi scheme that bilked $32 million off investors over several years. He exploited the elderly and particularly worked his way around churchgoers who believed he was a Christian like them. Many of his victims don’t know how they are going to live. Here are what two of the victims

Preying on Seniors and Churchgoers, “Doc” Gallagher Loots $32 Million in Ponzi Scam Read More »

Southport Capital “Horizon Private Equity” Ponzi Scheme Update

The number of investors swindled in the alleged Ponzi scheme masterminded by John J. Woods is understood to exceed 400. He was charged by federal regulators in August for defrauding investors by “running a massive Ponzi scheme for over a decade.” Along with Southport Investment Capital, an investment firm based in Chattanooga, Woods has been

Southport Capital “Horizon Private Equity” Ponzi Scheme Update Read More »

Investment Lawsuit

Triad Advisors Fined $510K Restitution and $195K For LJM Preservation and Growth Fund

Strategic Realty Trust REIT Suspends Dividends!

Syndicated Conservation Easement Loss Recovery

Preying on Seniors and Churchgoers, “Doc” Gallagher Loots $32 Million in Ponzi Scam

Southport Capital “Horizon Private Equity” Ponzi Scheme Update