broker fraud

financial advisor fraud

5 Red Flags of Financial Advisor Investment Fraud

Every day we get calls from investors that lost money with their financial advisor but did not realize they were victims of investment fraud. The reason is that many times investors shrug off losses due to the market and didn’t see any red flags. Before you start investing it’s always better to check out the …

5 Red Flags of Financial Advisor Investment Fraud Read More »

investment loss

3 Reasons For Investment Losses When The Market Climbing

Many investors are enjoying record high returns in their portfolio, however we have hearing from a number of investors whose portfolio’s are not only down, but lost money.  In a lot of cases, this is just poor investment choices, but we have been receiving an increasing number of calls from investors that were unaware of …

3 Reasons For Investment Losses When The Market Climbing Read More »

Robert Weissbein

Robert Weissbein | First Allied Securities – Broker Fraud Investigation

Did you suffer investment losses after working with Robert Steven Weissbein (Robert Weissbein) a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Davie, Florida branch of First Allied Securities, Inc. (“First Allied”)? If so, we are Investment Fraud Lawyers who want to help you. We are now investigating potential …

Robert Weissbein | First Allied Securities – Broker Fraud Investigation Read More »

Bill Byrd and Transamerica Financial Advisors

Broker Fraud: Bill Byrd and Transamerica Financial Advisors

Did you suffer investment losses after working with Bill Byrd (also known as William D. Byrd), a broker and financial advisor previously registered with the Financial Industry Regulatory Authority (FINRA) through the Tampa, Florida branch of Transamerica Financial Advisors (Transamerica) If so, the attorneys of Investment Loss Recovery Group want to help you. We are …

Broker Fraud: Bill Byrd and Transamerica Financial Advisors Read More »

broker fraud

Broker Fraud – FINRA Bans Winston Wade Turner for Deceptive Variable Annuity Practices

The Financial Industry Regulatory Authority (FINRA) has banned broker fraud Winston Wade Turner from the securities industry for allegedly making deceptive recommendations to clients concerning variable annuities, and for the deceptive disclosure of his recommendations to his company’s supervisory board. Turner, a former Pruco Securities and Metlife registered broker, is accused by FINRA of misrepresenting …

Broker Fraud – FINRA Bans Winston Wade Turner for Deceptive Variable Annuity Practices Read More »

Scroll to Top