Cetera Financial Specialists LLC

Cetera Financial Group Investigation

Cetera Financial Group Investigated By Investment Fraud Lawyers 2023

Are you working with Cetera Financial Group and concerned about the investment advice you received? In this comprehensive review, we delve into the inner workings of Cetera Financial Group, exploring their services, complaint history, fee structure, regulatory disclosures, and employee experiences. Many victims of investment fraud by financial advisors think losses were due to market […]

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Unauthorized Trading - Robert Silverman, Cetera Financial, Investigated

Unauthorized Trading – Robert Silverman, Cetera Financial, Investigated

Robert Silverman  (CRD#4582993) is not currently registered as a broker with the Financial Regulatory Authority (FINRA). Mr. Silverman was previously registered with Cetera Financial Specialists LLC (June 2004 to July 2019).  In July 2019, Mr. Silverman was discharged by Cetera Financial Specialists LLC after he had admitted to a violation of firm policy wherein he had

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