FINRA Arbitration

FINRA arbitration

Three Steps to FINRA Arbitration for Investors

Our law firm specializes in representing investors that have lost money due to financial advisor fraud or negligence. One of the best ways for investors to recover losses is through the Financial Industry Regulatory Authority (FINRA) arbitration. FINRA is a private corporation that is a self-regulatory organization for financial advisors, stockbrokers, and broker-dealers. Investors often …

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Complaint Against Financial Advisor

Complaint Against Financial Advisor For Coronavirus Losses

At Haselkorn & Thibaut, we continue to see investment losses due to the coronavirus make headlines. Many investments related to oil and energy have lost over 90% of their value.  This has lead investors to call us and asking “if they could file a complaint against your financial advisor.” The short answer is, “Yes, you …

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FINRA

FINRA Arbitration: How to Recover an Investment Loss

Trying to recover losses with a FINRA arbitration can be overwhelming.  Our law firm regularly handles large, complex, cases involving multiple and even tens of millions of dollars for clients.  While many securities arbitration lawyers and law firms make it quite clear that they are not interested in speaking to investors with losses below $100,000, …

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FINRA arbitration

Do I need an Attorney to Represent Me in a FINRA Arbitration Case?

Although the majority of professional relationships in the financial services industry are very positive, there are instances where a relationship between an investor and an investment professional do not go as planned. If those instances result in unnecessary damages or loss for the investor the dispute may need to be resolved in FINRA mediation (a …

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