FINRA brokercheck

FINRA Brokercheck: How to Check Out Your Financial Advisor

There are thousands of financial advisors and brokers in America. A majority of them provide value to their clients. Unfortunately, a small percentage don’t and have complaints against them for selling bad products, misleading investors, or stealing from clients. Most financial advisors, brokers, and broker-dealers are registered with the Financial Industry Regulatory Authority (FINRA). It …

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