FINRA Brokercheck

FINRA Brokercheck

FINRA Brokercheck: How to Check Out Your Financial Advisor

There are thousands of financial advisors and brokers in America. A majority of them provide value to their clients. Unfortunately, a small percentage don’t and have complaints against them for selling bad products, misleading investors, or stealing from clients. A great way to see a financial adviser’s complaints is with FINRA’s BrokerCheck. Most financial advisors, brokers, […]

FINRA Brokercheck: How to Check Out Your Financial Advisor Read More »

FINRA Arbitration Lawyer

FINRA Arbitration Lawyer: Recover Your Losses

At Haselkorn & Thibaut, P.A., our experienced FINRA Arbitration lawyers help victims of investment fraud and financial advisor malpractice recover their investment losses. The securities industry laws are complex, involving state and federal regulations, firm-specific policies, and various industry standards. Our lawyers not only have extensive experience as former licensed financial advisors, former defense attorneys

FINRA Arbitration Lawyer: Recover Your Losses Read More »

Scroll to Top