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Crown Capital Securities - Hobby Barndollar

FINRA Complaints Pile Up On Hugh ‘Hobby’ Barndollar at Crown Capital Securities

Hugh “Hobby” Barndollar is the esteemed Branch Manager and President of Barndollar Financial located in Land O’ Lakes, Florida. Since 2013, he has been associated as a registered broker with Crown Capital Securities in the same location. Hugh Barndollar, commonly referred to as “Hobby Barndollar,” is a seasoned registered investment advisor and a former broker. […]

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Hightower Securities Fined By FINRA Over Failure to Supervise

Ah, the world of finance! A realm where numbers dance, and regulations are the choreographers. But what happens when a player decides to freestyle? Enter Hightower Securities, LLC, a full-service broker-dealer that found itself in hot water with the Financial Industry Regulatory Authority (FINRA). Let’s unravel this tangled web, shall we? The Backdrop: Who is

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SagePoint Financial Complaints: Grant Christopher Birkley

SagePoint Financial Complaints: Grant Christopher Birkley

SagePoint Financial fired its stockbroker Grant Christopher Birkley last August when he admitted to acting without the approval of the broker-dealer and making referrals to an external manager. This admission is tantamount to Birkley’s “selling away.” SagePoint Financial Background Sagepoint Financial was established in 1970 as a Broker-dealer engaged in stock sale. In 2005 the

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