Merrill Lynch

Evelyn Batista (Merrill Lynch)

Evelyn Batista (Merrill Lynch) Broker Suspended By FINRA

A registered representative of Merrill Lynch, Evelyn Batista was suspended by the Financial Industry Regulatory Authority (FINRA) for making “reckless misrepresentations” to the Small Business Administration (SBA) to obtain an economic injury disaster loan. In 2020, the federal government initiated several programs to assist small businesses in coping with the ramifications of the COVID-19 pandemic. …

Evelyn Batista (Merrill Lynch) Broker Suspended By FINRA Read More »

Merrill Lynch Advisor Marcus Boggs Sentenced to 3.5 Years, Barred by FINRA, for $3M Fraud

Merrill Lynch Advisor Marcus Boggs Sentenced to 3.5 Years, Barred by FINRA, for $3M Fraud

Merrill Lynch has reimbursed $3,085,256, the full amount lost, to their clients who lost money as a result of a fraud perpetrated on them by one of their brokers, Marcus Boggs. Boggs was arrested in August 2019, trying to board an international flight from O’Hare International Airport in Chicago, after which charges were pressed against …

Merrill Lynch Advisor Marcus Boggs Sentenced to 3.5 Years, Barred by FINRA, for $3M Fraud Read More »

How Can Oil Investors Recover Losses

How Can Oil Investors Recover Losses?

For many investors with significant losses in energy-sector securities, there could be a path to recovering your investment losses in Magellan Midstream Partners LP (MMP), Enterprise Products Partners LP (EPD), MPLX LP (MPLX), Tallgrass Energy LP (TGE), Energy Transfer LP (ET), Plains All American Pipeline LP (PAA), Phillips 66 Partners LP (TCP), TC PipeLines LP …

How Can Oil Investors Recover Losses? Read More »

Michael Carter- Morgan Stanley Financial Advisor Pleads Guilty to Defrauding Clients

Michael Carter: Morgan Stanley Financial Advisor Pleads Guilty to Defrauding Clients

Michael Barry Carter, a former Morgan Stanley (MS) broker is facing time in prison after pleading guilty of investment fraud. Carter was charged in a scam in which he defrauded five customers millions of dollars over more than 12 years. Among them is an elderly client who was defrauded of more than $6 million. After …

Michael Carter: Morgan Stanley Financial Advisor Pleads Guilty to Defrauding Clients Read More »

Scroll to Top