morgan stanley

Sue Financial Advisor, Investment Fraud Lawyers

Investigation into Alfred Bozzo’s Excessive Trading at Morgan Stanley Smith Barney

Investors often face challenges when dealing with financial institutions and brokers. A recent case involving allegations against Alfred Bozzo from Morgan Stanley Smith Barney highlights these challenges. The claimants in the case alleged excessive trading with respect to investments from 2021 to 2023. These allegations were asserted in a counterclaim after a FINRA arbitration panel […]

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Moloney Advisor’s Client Invested in GWG L Bonds

Is Arthur Caruso’s Investment Strategy At Morgan Stanley Smith Barney Under Investigation?

Unraveling the Allegations: A Layman’s Guide In the complex world of investment, disputes can arise due to a myriad of reasons. In this particular case, a claimant has alleged that an investment strategy executed in their account was unsuitable. But what does this mean? Simply put, the claimant believes that the investment strategy used was

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Michael Carter- Morgan Stanley Financial Advisor Pleads Guilty to Defrauding Clients

Morgan Stanley Broker, Michael Carter, Faces Legal Repercussions

Michael Carter, formerly associated with Morgan Stanley (MS), and has admitted to investment fraud, now stares down the prospect of incarceration. The allegations against Carter pinpoint a 12-year-long fraudulent scheme that financially strained five clients, with one senior client losing a staggering $6 million. Upon discovery of the scam, Carter commenced the repayment to the

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Investor Files $1 Million Complaint Against Morgan Stanley Advisor Maury Lomax

In the world of finance, trust serves as the cornerstone for successful investments. What transpires if that confidence is betrayed and investors suffer sizable losses? This was the case with the most recent investor complaint made against Mobile, Alabama-based financial advisor Maury Lomax. According to the complaint, Lomax’s actions caused million-dollar damages and shook up

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