Unauthorized Trading - Robert Silverman, Cetera Financial, Investigated

Unauthorized Trading – Robert Silverman, Cetera Financial, Investigated

Robert Silverman  (CRD#4582993) is not currently registered as a broker with the Financial Regulatory Authority (FINRA). Mr. Silverman was previously registered with Cetera Financial Specialists LLC (June 2004 to July 2019).  In July 2019, Mr. Silverman was discharged by Cetera Financial Specialists LLC after he had admitted to a violation of firm policy wherein he had …

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