2018

Matthew N. Thibaut – Investment Fraud Lawyer

Matthew Thibaut is a partner with Haselkorn & Thibaut, P.A. in Palm Beach, Florida. His securities practice focuses on representing individual investors, including elder abuse victims, recover investment losses across the country. His experience includes common law and statutory claims in connection with investments in equities, bonds, mutual funds, hedge funds, managed money, alternative investments, […]

Matthew N. Thibaut – Investment Fraud Lawyer Read More »

News Report 1/26/18

On 1/8/18, an American Arbitration Award (AAA) was issued by a Panel against Allegis Investment Advisors in the amount of $911,000. Allegis is an investment advisor firm based in Boise, Idaho that offered customers a complex options trading strategy known as a spread strategy. In August 2015, strategy failed spectacularly causing customer losses of $39

News Report 1/26/18 Read More »

News Report 1/19/18

On 1/12/18, FINRA fined three broker-dealer firms and an individual member $187,500 for municipal securities rule violations, including improper charges, trade reporting violations, supervisory failures, and unsuitable recommendations. Davenport & Co., George K. Baum & Co., Cantor Fitzgerald & Co., along with Todd Kimm were all fined by FINRA. Kimm was alleged to be involved

News Report 1/19/18 Read More »

Scroll to Top