Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

Advisor Group
Aegis Capital
AG Edwards
Ameriprise Financial Services
Associated Securities
Bank of America Investment Services
Bank of America Securities
Berthel Fisher
Brookstone Securities
Cetera Advisor
Charles Schwab
Chase Investment Services
Citigroup Global Markets
Coastal Equities
Cola Wealth MGMT
Cooper McManus
David Lerner
Edward Jones
Farmers Financial Solutions
Fifth Third Securities
Financial West Group
First Midwest Securities
Foothill Securities
Franklin Square Capital Partners
Janey Montgomery Scott
John H. Towers
JP Morgan / Chase
JP Turner
KBS Capital Markets
Kovack securities
Ladenburg Thalmann Financial Services

Lighthouse Capital Group
Lion Street Securities
LPL Financial
Lyon Capital Management
MacKenzie Realty Capital
Madison Avenue BD
Merrill Lynch
MML Investors Investors Services llc
Moloney Securities
Morgan Stanley issues, also bad FA
Morgan Stanley
NatAlliance Securities
National Securities
Newbridge Securities
Next Financial
Pacific West Securities
PFS investments (Primerica)
Raymond James
Securities America
Signature Group
Smith Barney
Southwest Securities
Stifel Nicholaus
Stifel Nicolaus
Syndicated Capital
Triad Advisors
UBS Financial Services
VSR Financial Services
Wagner Wealth MGMT
Wedbush Morgan Securities
Wells Fargo Advisors
Wells Fargo Investments
Woodbury Financial Services

Blogs & Cases

CNL Healthcare Properties REIT

Starwood REIT Taps Credit Line Amid Withdrawal Requests: Risks of Non-Traded REITs and Potential for Investment Fraud

In a recent development that has sent shockwaves through the real estate investment community, Starwood Real Estate Income Trust (SREIT), managed by Barry Sternlicht’s Starwood ...
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GWG L Bonds

What is going on with GWG Holdings? GWG L Bonds 2024 Update

GWG Holdings, Inc. (NASDAQ: GWGH), headquartered in Dallas, was once a beacon for individuals seeking to convert their life insurance policies into immediate cash. However, ...
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Eduardo Martinez Suspended from Merrill Lynch for Arbitration Non-compliance

Eduardo Martinez, a broker and investment advisor associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD 7691), has been suspended by FINRA as of ...
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