Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

·         AIG
·         AG Edwards
·         American Express / Ameriprise
·         Ameriprise Financial Services
·         Associated Securities
·         Banc of America Investment Services
·         Banc of America Securities
·         Brookstone Securities
·         Centaurus
·         Charles Schwab
·         Chase Investment Services
·         Citigroup Global Markets
·         Cooper McManus

·         Edward Jones
·         Financial West Group
·         First Midwest Securities
·         Foothill Securities
·         Janey Montgomery Scott
·         JB Hanauer
·         JP Morgan / Chase
·         JP Turner
·         John H. Towers
·         Ladenburg Thalmann Financial Services

·         LCM VII, LTD
·         LPL Financial
·         Lyon Capital Management
·         Merrill Lynch
·         Morgan Stanley
·         National Securities
·         Newbridge Securities
·         Next Financial
·         Pacific West Securities
·         Raymond James
·         Securities America
·         Signature Group
·         Smith Barney
·         Southwest Securities
·         Stifel Nicholaus
·         Syndicated Capital
·         UBS Financial Services
·         VSR Financial Services
·         Wachovia Securities
·         Washington Mutual Financial
·         Wedbush Morgan Securities
·         Wells Fargo Advisors
·         Wells Fargo Investments
·         Woodbury Financial Services
·         Yosemite Capital Management

structured notes and structured products

Investor Guide On Structured Notes and Structured Products

A new trend in investing is structured products. They are structured notes or Structured CDs that use the term “CMS-Linked” and refer to structured note …

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What is Going on with Junk Bonds?

What is Going on With Junk Bonds? FAQ, Background and Loss Recovery

Haselkorn & Thibaut ( is probing allegations that financial advisors might have downplayed junk high-yield bond fund’s risks. We are seeing a disturbing trend in …

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FINRA brokercheck

Violation Tracker Memo as of April 2018

Even with the 2008-2009 financial crisis in the rear-view mirror, some of the most trusted names in the financial services industry have paid substantial fines …

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