Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t. The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

·         AIG
·         AG Edwards
·         American Express / Ameriprise
·         Ameriprise Financial Services
·         Associated Securities
·         Banc of America Investment Services
·         Banc of America Securities
·         Brookstone Securities
·         Centaurus
·         Charles Schwab
·         Chase Investment Services
·         Citigroup Global Markets
·         Cooper McManus
·         Edward Jones
·         Financial West Group
·         First Midwest Securities
·         Foothill Securities
·         Janey Montgomery Scott
·         JB Hanauer
·         JP Morgan / Chase
·         JP Turner
·         John H. Towers
·         Ladenburg Thalmann Financial Services

·         LCM VII, LTD
·         LPL Financial
·         Lyon Capital Management
·         Merrill Lynch
·         Morgan Stanley
·         National Securities
·         Newbridge Securities
·         Next Financial
·         Pacific West Securities
·         Raymond James
·         Securities America
·         Signature Group
·         Smith Barney
·         Southwest Securities
·         Stifel Nicholaus
·         Syndicated Capital
·         UBS Financial Services
·         VSR Financial Services
·         Wachovia Securities
·         Washington Mutual Financial
·         Wedbush Morgan Securities
·         Wells Fargo Advisors
·         Wells Fargo Investments
·         Woodbury Financial Services
·         Yosemite Capital Management

Raymond James Fined $500K By SEC

Raymond James Fined $500K By SEC For Failure To Act

Alleged supervisory failures, linked to the misdeeds of a broker in the suburbs of Nashville, Tennessee, who is currently in prison, have earned a censure …

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UBS Yield Enhancement Strategy Lawsuit

UBS Yield Enhancement Strategy Lawsuit (FINRA) Filed By Investors For Losses

The UBS Yield Enhancement Strategy (UBS YES) is an investment strategy that aims to boost returns by selling options. However, this strategy can also lead …

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Northstar Healthcare Income REIT

NorthStar Healthcare Income REIT: Lawsuit (FINRA) Investor Notice

Non-traded REITs have been a source of income for quite some time, but there are various risks involved, especially concerning the choice of REIT. NorthStar …

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