Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

·         AIG
·         AG Edwards
·         American Express / Ameriprise
·         Ameriprise Financial Services
·         Associated Securities
·         Banc of America Investment Services
·         Banc of America Securities
·         Brookstone Securities
·         Centaurus
·         Charles Schwab
·         Chase Investment Services
·         Citigroup Global Markets
·         Cooper McManus

·         Edward Jones
·         Financial West Group
·         First Midwest Securities
·         Foothill Securities
·         Janey Montgomery Scott
·         JB Hanauer
·         JP Morgan / Chase
·         JP Turner
·         John H. Towers
·         Ladenburg Thalmann Financial Services

·         LCM VII, LTD
·         LPL Financial
·         Lyon Capital Management
·         Merrill Lynch
·         Morgan Stanley
·         National Securities
·         Newbridge Securities
·         Next Financial
·         Pacific West Securities
·         Raymond James
·         Securities America
·         Signature Group
·         Smith Barney
·         Southwest Securities
·         Stifel Nicholaus
·         Syndicated Capital
·         UBS Financial Services
·         VSR Financial Services
·         Wachovia Securities
·         Washington Mutual Financial
·         Wedbush Morgan Securities
·         Wells Fargo Advisors
·         Wells Fargo Investments
·         Woodbury Financial Services
·         Yosemite Capital Management


Center Street Fined By FINRA For GPB Capital Sales

The Financial Industry Regulatory Authority (FINRA) continues to penalize broker-dealers for irregularities in the sale of GPB Capital Holdings’ private placements. The most recent addition …

Read More →
JPMorgan Structured Notes

JPMorgan Structured Notes Investigated By Investment Fraud Lawyers

Haselkorn & Thibaut is currently investigating client losses JPMorgan Chase Auto Callable Contingent Interest Notes Linked to the S&P GSCI® Crude Oil Index Excess Return …

Read More →
GWG L Bonds

What is going on with GWG Holdings? GWG L Bonds 2023 Update

GWG L Bonds are considered high risk investments because they lacked credit rating and insurance. GWG L Bonds investors are facing large losses due to the bankruptcy.

Read More →