Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

·         AIG
·         AG Edwards
·         American Express / Ameriprise
·         Ameriprise Financial Services
·         Associated Securities
·         Banc of America Investment Services
·         Banc of America Securities
·         Brookstone Securities
·         Centaurus
·         Charles Schwab
·         Chase Investment Services
·         Citigroup Global Markets
·         Cooper McManus

·         Edward Jones
·         Financial West Group
·         First Midwest Securities
·         Foothill Securities
·         Janey Montgomery Scott
·         JB Hanauer
·         JP Morgan / Chase
·         JP Turner
·         John H. Towers
·         Ladenburg Thalmann Financial Services

·         LCM VII, LTD
·         LPL Financial
·         Lyon Capital Management
·         Merrill Lynch
·         Morgan Stanley
·         National Securities
·         Newbridge Securities
·         Next Financial
·         Pacific West Securities
·         Raymond James
·         Securities America
·         Signature Group
·         Smith Barney
·         Southwest Securities
·         Stifel Nicholaus
·         Syndicated Capital
·         UBS Financial Services
·         VSR Financial Services
·         Wachovia Securities
·         Washington Mutual Financial
·         Wedbush Morgan Securities
·         Wells Fargo Advisors
·         Wells Fargo Investments
·         Woodbury Financial Services
·         Yosemite Capital Management

Financial Advisor Antoine Souma Ordered to Pay Morgan Stanley $6.4 Million in Damages – BARRED

Former broker Antoine Souma has been ordered to pay Morgan Stanley nearly $6.4 million in compensatory damages related to two promissory notes paid to him …

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FINRA brokercheck

FINRA Suspends Broker Derek Rehil for Misrepresenting Client Call Details: What You Need to Know

This week, the Financial Industry Regulatory Authority (FINRA) emphasized the significance of maintaining accurate client records by suspending a broker accused of misrepresenting customer call …

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Investor Alert For Barclays Trigger Auto Callable Notes

Structured products allow investors to benefit from changes in the value of underlying assets such as stocks, bonds, commodities, or currencies. These customized investments integrate …

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