Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

·         AIG
·         AG Edwards
·         American Express / Ameriprise
·         Ameriprise Financial Services
·         Associated Securities
·         Banc of America Investment Services
·         Banc of America Securities
·         Brookstone Securities
·         Centaurus
·         Charles Schwab
·         Chase Investment Services
·         Citigroup Global Markets
·         Cooper McManus

·         Edward Jones
·         Financial West Group
·         First Midwest Securities
·         Foothill Securities
·         Janey Montgomery Scott
·         JB Hanauer
·         JP Morgan / Chase
·         JP Turner
·         John H. Towers
·         Ladenburg Thalmann Financial Services

·         LCM VII, LTD
·         LPL Financial
·         Lyon Capital Management
·         Merrill Lynch
·         Morgan Stanley
·         National Securities
·         Newbridge Securities
·         Next Financial
·         Pacific West Securities
·         Raymond James
·         Securities America
·         Signature Group
·         Smith Barney
·         Southwest Securities
·         Stifel Nicholaus
·         Syndicated Capital
·         UBS Financial Services
·         VSR Financial Services
·         Wachovia Securities
·         Washington Mutual Financial
·         Wedbush Morgan Securities
·         Wells Fargo Advisors
·         Wells Fargo Investments
·         Woodbury Financial Services
·         Yosemite Capital Management

Have GWG L Bond Losses With Gary Benson (NPB Financial Group)?

Gary Benson (CRD# 1182211) is a financial advisor based in Encino, California, with a lengthy career in the industry that spans over 41 years. Despite …

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Protecting our Seniors: The Importance of Raising Awareness on Elder Financial Exploitation

Protecting our Seniors: The Importance of Raising Awareness on Elder Financial Exploitation

Elder financial exploitation poses a growing problem, impacting millions of seniors annually. The National Center on Elder Abuse defines it as the “illegal or improper …

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