Investment Fraud Investigations & Cases

Investors frequently excuse losses in their annuity contracts, portfolios, or brokerage accounts as bad luck or their own fault, but they shouldn’t.

The best way to find out is to contact an investment fraud lawyer with knowledge of the securities and insurance industries who will able able to tell you if you are a victim.

Haselkorn & Thibaut is committed to helping investors recover their losses brought on by fraud and the wrongdoing of their brokers. Investors are encouraged to contact our experienced investment fraud lawyer for a confidential and free consultation at 1-800-856-3352.

Current Broker-Dealer Investigations

Advisor Group
Aegis Capital
AG Edwards
Ameriprise Financial Services
Associated Securities
Bank of America Investment Services
Bank of America Securities
Berthel Fisher
Brookstone Securities
Cetera Advisor
Charles Schwab
Chase Investment Services
Citigroup Global Markets
Coastal Equities
Cola Wealth MGMT
Cooper McManus
David Lerner
Edward Jones
Farmers Financial Solutions
Fifth Third Securities
Financial West Group
First Midwest Securities
Foothill Securities
Franklin Square Capital Partners
Janey Montgomery Scott
John H. Towers
JP Morgan / Chase
JP Turner
KBS Capital Markets
Kovack securities
Ladenburg Thalmann Financial Services

Lighthouse Capital Group
Lion Street Securities
LPL Financial
Lyon Capital Management
MacKenzie Realty Capital
Madison Avenue BD
Merrill Lynch
MML Investors Investors Services llc
Moloney Securities
Morgan Stanley issues, also bad FA
Morgan Stanley
NatAlliance Securities
National Securities
Newbridge Securities
Next Financial
Pacific West Securities
PFS investments (Primerica)
Raymond James
Securities America
Signature Group
Smith Barney
Southwest Securities
Stifel Nicholaus
Stifel Nicolaus
Syndicated Capital
Triad Advisors
UBS Financial Services
VSR Financial Services
Wagner Wealth MGMT
Wedbush Morgan Securities
Wells Fargo Advisors
Wells Fargo Investments
Woodbury Financial Services

Blogs & Cases

Get a Financial Advisor: A Step-by-Step Guide on How to Find the Right One

The journey to financial stability can sometimes feel like a maze, with twists and turns that leave you uncertain of the next step. Enter the ...
Read More →

Million Dollar Case: Robert Doyle and Axiom Capital Under Investigation

Financial malpractice is a serious concern that can lead to significant losses for investors. Recently, a case involving registered representative Robert Doyle of Axiom Capital ...
Read More →

Exclusive! Andrew Pesner of VCS Venture Securities Faces Serious Allegation

Investors are urged to take note of a serious allegation against Andrew Pesner, currently a broker with VCS Venture Securities, LLC. The allegation involves a ...
Read More →
Scroll to Top