Connor Seedall, a broker and investment advisor at DAI Securities, LLC, is facing a serious customer dispute allegation that could significantly impact investors. According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck report, a client has alleged that Seedall provided unsuitable investment recommendations in 2018 and 2019, potentially involving alternative investments. The allegation against Connor […]

The Financial Ombudsman Service (FOS) helps solve money problems between people and businesses. Each week, they handle about 25,000 complaints about financial products and services. If you’re unhappy with a bank, credit card company, or other financial firm, you can ask the FOS for help. But first, you must complain to the business directly. They

Karen Schmidt, a financial advisor with Northwestern Mutual Investment Services, LLC, is facing serious allegations from customers who claim that she sold them unsuitable non-variable life insurance policies and a fixed annuity in or around May 2018. The customers further allege that Schmidt failed to inform them about the illiquid nature of the annuity and