Haselkorn & Thibaut are currently investigating Aegis Capital for several issues including the sales of GWG Holdings L Bonds and other investment products. It is alleged that financial advisors at Aegis Capital did several things including misrepresenting the true risk of the investment, overconcentrated the holdings of clients, and not properly supervising. In January, GWG …
Aegis Capital Investigation For GWG Holdings L Bonds Read More »
After concealing the risks faced by a set of its fund managers that crashed during global market fluctuations, an Allianz Structured Alpha (SE) unit will plead guilty to wrongdoing and has agreed to pay $5.8 billion. Allianz Global Investors US, a fully owned subsidiary of the German insurer, shall admit guilt to a federal charge …
Allianz Structured Alpha: Allianz SE Pleads Guilty and Agrees to Pay $5.8 Billion Read More »
GWG Holdings Inc. (NASDAQ: GWGH), also known as GWG, recently filed for Chapter 11 protection in the US Bankruptcy Court in the Southern District of Texas (case number 22-90032). Investors have filed a GWG Holdings lawsuit “FINRA” claim to recover losses for alleged suitability issues. The company reported approximately $2.1 billion in total liabilities. For …
GWG Holdings Lawsuit (FINRA) Update and Investigation Read More »
The Securities and Exchange Commission (SEC) has been successful in obtaining a final judgment against Steven Muntin, a registered investment advisor who worked with Taylor & Morgan Asset Management (TMA) for four years, on a charge of having defrauded a client out of over $314,000. Michigan-based Muntin has been ordered by a district court in …
Steven Muntin (Taylor & Morgan Asset Management) Fined $314K For Fraud on Elderly Client Read More »
Investigating Complaints Against Daniel Steiner and Lincoln Financial Advisors in Jacksonville, FLContentsInvestigating Complaints Against Daniel Steiner and Lincoln Financial Advisors in Jacksonville, FLWho Is Daniel Robert Steiner?Firm name Branch Location Registration datesWhat Are the Complaints Against Daniel R. Steiner?How Can Customers Pursue Lost Money from Investments with Daniel Steiner and Lincoln Financial Advisors?Contact Our Investment …