If you are like most investors, you read the brochures and advertising materials where brokerage firms want to gain your trust (and your assets) by convincing you that they can help you save for your retirement, keep your money safe and secure, assist you in making wise investments, and advise you in making other critical …
Does Your Financial Advisor Have A Conflict of Interest? Read More »
The Covid-19 pandemic looks poised to strike at the business of non-traded but publicly registered Real Estate Investment Trust (REIT) formerly American Realty Capital Hospitality Trust, now known as Hospitality Investors Trust Inc. (HIT). In a Securities and Exchange Commission (SEC) filing, HIT has stated that it does not have adequate cash available to continue …
Hospitality Investors Trust REIT Lawsuit “FINRA” Read More »
The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd., …
$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial) Read More »
Haselkorn & Thibaut are investigating claims against financial advisors and their broker-dealers that sold The Inland Real Estate Income Trust, Inc. (IREIT) for having improperly recommended it to some of their clients. It is alleged that many retail investors might not adequately understand the responsibility that broker-dealers, through whom they make investment decisions and whose …
The Inland Real Estate Income Trust (IREIT) Lawsuit “FINRA” Read More »
The national investor law firm, Haselkorn & Thibaut, P.A., is currently investigating David Lerner Associates for the sales of several proprietary products including Energy 11 LP, Energy Resource 12 LP, and Spirit of America Fund (NASDAQ: SOAEX). Energy 11 suspended distribution last year on account of volatility in the oil and gas market, presumably as …
David Lerner Associates Complaints For Energy 11 & 12 Read More »