FSEP (FS Energy & Power Fund) investors have been having a rough time over the past few months after the losses that the investment company reported a $1.50/share loss for investors. There is some good news because an investigation has been launched to investigate the firm and lawyers from Haselkorn & Thibaut sided with investors …
FSEP (FS Energy & Power Fund) Lawsuit and Investigation Read More »
Resource Real Estate Opportunity REIT is a risky and complex alternative investment that was a high-commission investment for the broker-dealer and financial advisors selling the products. This investment product was often marketed to individual retail investors as a non-traded real estate investment trust (REIT) and presented as safe, income-producing investments. In that process, the material …
Resource Real Estate Opportunity REIT – Investor Notice Read More »
Eric Drewes is a financial advisor registered with American Capital Partners, LLC, in Jacksonville, Florida. The broker-dealer markets itself as a “personal wealth management” firm that helps clients prioritize objectives and prepare financially to accomplish them, including retirement income and financial planning, and other financial goals. Eric Drewes InvestigationContents1 Eric Drewes Investigation2 Problems Related to …
Mark Lamkin was registered LPL Financial LLC (2001-2018) and with Calton & Associates, Inc. (2018 to present) in Louisville, KY. According to the Financial Regulatory Authority (FINRA) BrokerCheck (as of May 2020), Mr. Lamkin has been the subject of 7 disclosures and is currently suspended by FINRA from acting as a financial advisor. In 2000, …
Mark Lamkin (Carlton & Associates) Suspended – Investor Notice Read More »
Haselkorn & Thibaut is investigating potential sales practice and supervision issues related to a financial advisor, Gene Esplin, who was previously with Kalos Capital, Inc. (2015-2019), and with Triad Advisors, Inc. (2008-2015) in Pocatello, ID. The lawyers of Haselkorn & Thibaut, P.A. at investmentfraudlawyers.com have been investigating potential sales practice and supervision issues relating to …
Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an …
Carter Validus Mission Critical REIT II (Carter Validus) is a risky and complex alternative investment headquartered in Tampa, FL that was typically a high-commission product for the brokerage firms and financial advisors selling the products, but these products were often marketed to individual retail (Main Street) investors as a non-traded real estate investment trusts (REITs) …
Sierra Income Corp. (Sierra Income) is a non-traded business development company (BDC). In 2019 there was a merger with Medley Capital, but for original investors who paid at or near $10.00/share for Sierra Income, there are currently significant investment losses to consider. For one thing, Sierra Income sales were promoted by financial advisors and broker-dealer …
The Business Development Corporation of America (BDCA) is a non-traded business development company (a BDC) that focuses on senior secured loans with middle-market companies. A non-traded BDC does not trade like a stock or a bond on a national exchange. It is generally considered a risky, complex, illiquid, private placement alternative investment. Notwithstanding the recent …
Business Development Corporation of America (BDCA) Lawsuit “FINRA” Read More »
For the last two years, GPB Capital Holdings investors have received a continuous flow of bad news about their investments. Haselkorn & Thibaut has filed a GPB Capital lawsuit (FINRA) for investors to recover losses. Also, our firm continues to investigate and closely monitor GPB. Recently, GPB Capital Holdings announced that it would not be …
GPB Capital Lawsuit: GPB Holdings Ponzi Scheme May 2020 Read More »