Haselkorn & Thibaut Investigating Massive Investor Losses in NP Skyloft DST

Haselkorn & Thibaut, national investment fraud lawyers, are looking into Samuel Bruce Phillips Jr. (CRD# 2239471) activities of Cape Securities, Inc. for alleging due to unsuitable investment recommendations in NP Skyloft DST, national investment fraud lawyers. Recent claims state that NP Skyloft breached the terms of its $35 million loan and that its loan equity …

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Have Blackstone Real Estate Income Trust (BREIT) Investment Losses? Call The Investment Fraud Lawyers

If you’ve invested in Blackstone Real Estate Income Trust (BREIT) and have suffered losses, it can be a frustrating and overwhelming experience. But you don’t have to face it alone. Haselkorn & Thibaut, a national investment fraud law firm, is here to help. Our attorneys are investigating major Wall Street brokerage firms and financial advisors …

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Don’t Fall Victim: Spotting and Preventing Financial Elder Abuse by Financial Advisors

As financial advisors, we should understand the importance of providing our clients with the best financial advice and guidance to help them meet their financial goals. Unfortunately, there are some individuals in our industry who do not share our commitment to ethical conduct and instead, prey on vulnerable elderly clients for personal gain. Financial elder …

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How Raymond James’ Inaccurate Trade Confirmations Cost Investors Millions: A Deep Dive into the Recent Settlement with FINRA

FINRA announced today that Raymond James & Associates Inc. has settled charges of providing inaccurate trade confirmations to customers over eight years, totaling at least 1.85 million confirmations. The broker-dealer from St. Petersburg, Florida, has agreed to a $300,000 fine and a censure without admitting or denying any wrongdoing between January 2014 and May 2022. …

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Convicted Forefront Capital Holdings Broker Gets SEC Inquiry for Fraud: Will Justice be Served?

The SEC has stated that it intends to start public administrative proceedings against a disbarred broker currently serving a lengthy prison term. According to BrokerCheck, New York resident Bradley Reifler, 63, who became a broker in 1986, was barred from the industry in 2018 for refusing to cooperate with the Financial Industry Regulatory Authority’s “investigation …

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