jp morgan investment loss

JP Morgan Investment Loss?

JP Morgan recently reported financial earnings, and it seems like a distant memory that in December 2015, JP Morgan paid a $267 million fine to the SEC. The SEC Press Release refers to improper disclosures to customers as well as improper efforts by employees of JP Morgan to steer customer investments into proprietary mutual funds and …

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HJ SIMS

HJ SIMS Investors Alert!

Herbert J. Sims & Co., Inc. (HJ Sims) was founded in 1935 as a financial services firm offering private wealth management and other services… the firm represents to investors that it takes a holistic view and provides investor clients with the resources of a full-service firm, offering broker-dealer as well advisory services through affiliate entities. …

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arkk losses

Investor Sues Cetera Advisor Over ARK Innovation Exchange-Traded Fund (ARKK) Losses

The ARK Innovation Exchange-Traded Fund (ARKK), a complex, structured note offering, is at the center of a brewing storm of possible unsuitable sales. The ETF has significantly underperformed the broad market and has lost over 66% of its value at the start of the year. Its volatility and riskiness have been borne out by its …

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