2019

Principal Securities

Principal Securities Advisor Accursed of Broker Misconduct

Financial Advisor John Krohn is not currently registered but was previously registered with Principal Securities, Inc. (1996-2017) in West Des Moines, IA has disclosed three customer disputes according to the Financial Industry Regulatory Authority (FINRA) Brokercheck disclosures on his record. In addition, there are disclosures reflecting a FINRA regulatory matter that resulted in an Acceptance, […]

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KBS REIT

KBS REIT Should Worry Investors

The recently approved KBS REIT NAV price represents a loss for many investors. KBS REIT II is a non-traded REIT investment (real estate investment trust), which just approved a net asset value (NAV) price of $3.79/share, representing a significant deduction from the NAV price of $4.95/share that was declared a little over one year ago

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Linan Abrego, Merrill Lynch Financial Advisor

Linan Abrego, Merrill Lynch Financial Advisor, Barred For Misappropriating Client Funds

According to the Financial Industry Regulatory Authority (FINRA) Brokercheck, former Merrill Lynch Financial Advisor, Linan Abrego was barred by FINRA for her failure to cooperate with securities regulators in not appearing for on-the-record testimony that was part of FINRA’s investigating allegations that she misappropriated client funds. Linan Abrego was discharged by Merrill Lynch in June

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