June 2024

The Rick Shaw investigation has brought to light serious allegations of unsuitable investment recommendations made by the financial advisor. According to customer complaints, Rick Shaw, a stockbroker and registered investment advisor currently employed at Lincoln Financial Advisors in Scottsdale, Arizona, has been accused of recommending high-risk, alternative investments to his clients. These investments, which include oil and gas […]

Enrique Lopez, a financial advisor currently registered with Arkadios Capital in McAllen, Texas, faces serious allegations of misconduct and unsuitable investment recommendations. With a history of customer complaints and regulatory issues, investors who have worked with Lopez are urged to review their accounts for potential losses and consider their legal options. Serious Allegations and Significant

William Bryant, a stockbroker and financial advisor who previously worked for Independent Financial Group and LPL Financial in Amarillo, Texas, is facing serious allegations of misconduct and investor complaints. Bryant, who now operates under the DBA Amarillo Wealth Management, has been accused of making unsuitable investment recommendations, exercising discretion in client accounts without authorization, and

Investors are raising serious concerns over allegations against Jeffrey Bridge, a broker at J.P. Morgan Securities LLC (CRD 79). A recent customer dispute, filed on August 18, 2023, claims that Bridge’s conservative investment approach resulted in lost market opportunities for the client between May 2019 and January 2022. The alleged damages amount to $5,000, as

Evan Lunsford, a broker and investment advisor at LPL FINANCIAL LLC (CRD 6413), is facing a serious customer dispute allegation involving unsuitable investment recommendations in structured notes tied to the energy market. The customer alleges that during the period of 2018-2020, Lunsford made investment recommendations that were unsuitable for their investment objectives, resulting in a