2024

Oppenheimer & Co. Inc. and its broker, Logan Shalmi, are facing serious allegations of breach of fiduciary duty, violations of FINRA rules, breach of contract, and negligence. The claimants assert that from 2021 to 2023, Shalmi failed to follow their investment goals and place sell orders, resulting in significant losses. This pending customer dispute, filed […]

Bartholomew (Bart) T.-D. Mackler (CRD #2571840), a former financial advisor with LPL Financial LLC, is facing scrutiny following a FINRA-registered customer dispute alleging improper investment advice and lack of due diligence related to a non-traded REIT. The complaint raises important questions about advisor suitability standards, broker-dealer supervision, and how investors can recover losses through FINRA

Marcel Pahmer, a registered representative with Centaurus Financial, Inc. (CRD 30833), is currently facing a serious customer dispute allegation. The complaint, filed on February 27, 2024, alleges that in November 2020, Pahmer recommended unsuitable, high-risk, illiquid investments and breached his fiduciary duty. This pending case has significant implications for investors who have worked with Pahmer