Stephen Bush, a broker and investment advisor associated with Capital Investment Group, Inc., is currently facing allegations from customers who claim that investments made in 2014 were unsuitable for their investment objectives and risk tolerance. The dispute, which is still pending, revolves around real estate securities and has been disclosed by LPL Financial LLC. According […]
We are examining the Gilbert Kuta (Aegis Capital) complaints and investigations. This case is centered on Gilbert Anthony Kuta, a broker at Aegis Capital Corp, who is facing grave allegations. From 2021 to 2023, he was accused of excessive and unsuitable trading. These practices have resulted in substantial losses for investors. The lawyers at Haselkorn
Gilbert Kuta (Aegis Capital) Investigation & Complaint Report Read More »
Jason Norton, a broker and investment advisor currently employed by LPL Financial LLC, is facing allegations of unsuitable investments made for a customer in 2014. The customer dispute, filed on February 8, 2024, claims that the investments were not in line with the customer’s investment objectives and risk tolerance. The case is currently pending resolution.
LPL Financial’s Jason Norton Faces Allegations Over Unsuitable Investments Read More »
Michael Bish, a broker and investment advisor with Truist Investment Services, Inc. (CRD 17499) in North Carolina, is facing a pending customer dispute filed on February 9, 2024. The client alleges that he was unaware of the transactions that occurred in his account in February 2022 due to a modification made to his existing managed
Dealing with a securities dispute? A FINRA arbitration attorney can help. These attorneys specialize in securities arbitration, guiding you through the process to recover financial losses. Our attorneys have over 50 years of experience and a 98% success rate. We work on a contingency basis, meaning no recovery, no fee. Call us today for a
Top FINRA Arbitration Attorney Services for Securities Disputes Read More »