Scott Offerman, a broker associated with CONCORDE INVESTMENT SERVICES, LLC and TCFG WEALTH MANAGEMENT, LLC (CRD 164153), is facing a serious customer dispute alleging breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, breach of contract, negligence, violation of NY Consumer Protection Statute, and unjust enrichment regarding investments made on July 20, 2015. The […]
In a recent development that has sent shockwaves through the real estate investment community, Starwood Real Estate Income Trust (SREIT), managed by Barry Sternlicht’s Starwood Capital Group, has withdrawn approximately $1.3 billion from its $1.55 billion credit facility. This move comes as the non-traded REIT faces significant redemption requests from investors, raising concerns about the
Eduardo Martinez, a broker and investment advisor associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD 7691), has been suspended by FINRA as of August 22, 2023, for failing to comply with an arbitration award or settlement agreement. This serious allegation has significant implications for investors who have entrusted their financial well-being to Martinez
Eduardo Martinez Suspended from Merrill Lynch for Arbitration Non-compliance Read More »
Remote work, defined as the practice of employees working outside of a traditional office environment in real time, has become increasingly prevalent… GWG Holdings Inc. (GWGH) is a financial services company listed on the Nasdaq Capital Market. It trades under the ticker symbol “GWGH” and invests in life insurance assets in the secondary market. As
Gwgh Stock Price: Nasdaq and Sec Filing Updates on GWG Holdings Inc Read More »
Tarek D. Bahgat, a former investment advisor associated with Gradient Securities, LLC (CRD# 127701), is facing serious allegations of misappropriating approximately $378,000 from his clients. The Securities and Exchange Commission (SEC) has filed a civil injunctive action against Bahgat in the United States District Court for the Southern District of New York, which could have
Former Gradient Securities Advisor Tarek Bahgat Faces Misappropriation Allegations Read More »