Ex-First Southern Advisor Elba Nogueras Suspended by FINRA
Broker Faces Multiple Investor Complaints Elba Nogueras, a financial advisor formerly based in Guaynabo, Puerto Rico, has recently been the subject of several investor complaints involving Puerto Rico closed-end funds. The records of the Financial Industry Regulatory Authority (FINRA) indicate that Nogueras at one point was registered as a broker with First Southern, while a […]
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