Investment Fraud Lawyers

Can Brokers Steal Your Money? Understanding Broker Fraud and Protecting Your Investments

Brokers are individuals or firms that act as intermediaries between other firms and buyers and sellers of securities in the financial market. Their primary function is to execute trades on behalf of their clients and provide advice on investment decisions. We are asked all the time, “Can Brokers Steal Your Money?” The short answer is […]

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Stockbroker Misconduct: Unraveling the Red Flags

Stockbroker Misconduct is unethical behavior, lacking transparency. It harms investors the most. Such misdemeanors may include unauthorized trades, false representation, too much trading (churning), or inappropriate advice. Brokers breaking the clients’ trust and concealing facts on fees/commissions come under this misconduct. They might even commit fraud resulting in great losses to investors. It’s important to

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FINRA Complaints Unveiled: A Comprehensive Guide for Investors

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory body tasked with the responsibility of supervising securities firms and financial professionals in the U.S. Its primary aim is safeguarding investors by ensuring broker-dealers, investment, and their employees operate in a manner that is fair, ethical, and in compliance with relevant laws and regulations. FINRA has

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Lighthouse Capital Group: A Closer Look at Complaints and Lawsuits

Lighthouse Capital Group, a financial advisory firm, has been the subject of numerous complaints and lawsuits in recent years. Haselkorn & Thibaut is currently examining possible cases of investment fraud involving clients of Lighthouse Capital Group, LLC (Lighthouse Capital Group), a firm based in Pasadena, California. In May 2023, Lighthouse Capital Group agreed to an

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Have GWG L Bond Losses With Gary Benson (NPB Financial Group)?

Gary Benson (CRD# 1182211) is a financial advisor based in Encino, California, with a lengthy career in the industry that spans over 41 years. Despite a successful career as a financial advisor, Benson’s track record is marred with investor complaints and lawsuits. Haselkorn and Thibaut has opened an investigation into Mr. Benson. We specialize in

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