Investment Fraud Lawyers

UBS Advisor Lands $1mm Investor Complaint

Wealth Advisor Francis Carson: Major Investor Complaint Unveiled

Just imagine slipping into the trusted hands of a seasoned financial advisor, a beacon in the tempestuous seas of investing. Picture yourself nestled comfortably in the powerful grasp of Stratford, Connecticut’s advisor Francis Carson (CRD# 1494735), envisioning the steady increase of your wealth. This was the dream for many of Carson’s clients. But what happens […]

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A Comprehensive Guide to FINRA’s Discovery Guide

Are you involved in an investor dispute and feeling overwhelmed by FINRA’s discovery process? You’re not alone. This complex procedure plays a critical role in resolving financial disputes, but it can be challenging to navigate without proper guidance. Our comprehensive guide breaks down the essentials of understanding FINRA’s Discovery Guide and Document Production process, providing

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Understanding Unauthorized Trading: What You Need to Know

Investing can be a complex endeavor, particularly when you’re not sure if your broker is playing by the rules. Imagine having unauthorized trades made in your investment account without your knowledge – a frightening thought, right? This blog post unpacks the concept of unauthorized trading, shedding light on its various types, consequences, and how to

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Don’t Let Wall Street Walk Away with Your Money! Fight Back with Securities Arbitration

Investing can be thrilling, but what happens when disputes arise with your brokerage firm or broker-dealer? Securities arbitration is an efficient way to resolve such issues, serving as an alternative to going to court. Haselkorn & Thibaut specialize in fighting for investors. Our team of experienced FINRA arbitration lawyers has over 50 years of experience.

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Spartan Capital Broker Suspended for Excessive Trading; Investors Seek Compensation

Murat Kartal, a broker with Spartan Capital Securities, has recently been suspended by the Financial Industry Regulatory Authority (FINRA) for engaging in excessive trading. This FINRA decision comes from Kartal allegedly trading a senior customer’s account in violation of FINRA Rules 2111 and 2010. If you are one of the investors who suffered losses with

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