Investment Fraud Lawyers

Protect Your Investments: What You Need to Know About SEC Fraud Investigations

Financial fraud is a menacing issue that plagues the world of investments, leading to billions of dollars in losses and shattered trust among investors. A crucial player in combating this problem is the Securities and Exchange Commission (SEC), which conducts rigorous SEC fraud investigations to identify, prosecute, and prevent such financial crimes. In this blog […]

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Jeff Cohen BARRED: A History of Complaints and Lawsuits

Jeffrey Max Cohen (CRD# 2528929), a financial advisor affiliated with Moloney Securities, has been the subject of numerous complaints and lawsuits over the years. This article will delve into the details of these allegations and the resulting legal actions. Background Cohen has been in the securities industry since 1994, with a history of employment at

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Joseph Beam Hit with Customer Complaint On GWG Holding Sales

Joseph Beam (CRD# 5407778), a financial advisor based in Flat Rock, North Carolina, has recently come under scrutiny due to a series of investor complaints and lawsuits. Beam, who has 15 years of experience in the securities industry, was previously registered with SunTrust Investment Services and is the owner of Beam & Associates Financial Advisors.

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Avoid Losing Your Shirt: How to Spot a Pump and Dump Before It’s Too Late

The investing world can be exciting yet daunting, with numerous financial opportunities and potential pitfalls. Among these, Pump and Dump have emerged as a notorious form of market manipulation that investors should be aware of. In this high-stakes game, fraudsters artificially inflate stock prices using false or misleading information before selling off their shares at a

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Don’t Fall for These Retirement Scams: Protect Your Nest Egg Now

Retirement should be a time for relaxation and enjoyment, but unfortunately, it has also become a prime target for fraudsters. With seniors often possessing substantial savings and retirement budget and being less tech-savvy, they find themselves vulnerable to a growing number of scams aimed at draining their hard-earned retirement money out. Cybercriminals are even targeting

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