Income investing using real estate has become some of the most popular methods for income over time, but there are plenty of questions and confusing specifics surrounding various types of investment approaches. Non-Traded Real Investment Trusts (REITs) are amongst the most perplexing variants, as they differ drastically from most other investment types. So, how can […]
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In deciding whether to award a dispute to a FINRA arbitrator, both parties must agree to the rules of the proceeding. FINRA arbitrators sit in equity rather than law, but they are not required to be attorneys. Because of this, some parties may disagree with their decision and request that an arbitrator is struck. FINRA
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If you’re unsure if your financial advisor is dishonest, read these four red flags. Financial advisors make unsuitable investment recommendations, misrepresent their credentials, and fail to disclose risk. The first red flag is the one you probably don’t see coming: failure to disclose risk. However, even if the financial advisor’s credentials aren’t questionable, these indicators
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An investor from California has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim for recovery of investment losses on account of unsuitable recommendations made by broker Peter Po of NI Advisors. The investment that led to losses for this investor was L Bonds of GWG Holdings (NASDAQ: GWGH), a known high-risk product considered unsuitable
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Center Street Securities (CSS) are at the receiving end of a six-figure claim filed through the FINRA (Financial Industry Regulatory Authority) arbitration process by a Missouri retired couple. The claim is for recovery of losses sustained in their investment in GWG Holdings Inc. (NASDAQ: GWGH). Unfortunately, the investors were facing health issues, both have little
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