Investment Fraud Lawyers

UBS Yield Enhancement Strategy Lawsuit "FINRA": Jose Cornide Complaint

UBS Yield Enhancement Strategy Lawsuit “FINRA” Against Jose Cornide

The first lawsuit against financial advisor Jose Cornide (CRD#: 2785918), a representative of UBS Financial Services (CRD# 8174) accused of “unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy” was file by an attorney in April 2019, representing a client. The damages claimed are $10,000,000 and the options […]

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Chad Burroughs and Burroughs Investment Group

Chad Burroughs (Lincoln Advisors) Ordered to Pay $560K By SEC

The final judgment delivered by the Securities Exchange Commission (SEC) has ordered ex-advisor Chad Burroughs to pay $560,000 in disgorgement to elderly victims of his financial fraud. This is a little lower than the $575,000 restitution asked for in the criminal case. In April 2020, Burroughs was awarded a jail sentence of 33 months to

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Christopher Bice Financial Advisor Complaints | Sagepoint Financial

Our investment fraud attorneys at Haselkorn & Thibaut are investigating clients’ complaints involving stockbroker Christopher R. Bice of Sagepoint Financial. Bice’s BrokerCheck records show a number of pending FINRA investment fraud lawsuits, including two client disputes related to private placements. The plaintiffs are seeking more than $2 million in damages and we believe there are

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Does Your Financial Advisor Have A Conflict of Interest?

If you are like most investors, you read the brochures and advertising materials where brokerage firms want to gain your trust (and your assets) by convincing you that they can help you save for your retirement, keep your money safe and secure, assist you in making wise investments, and advise you in making other critical

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5k Northstar Financial Services Complaint Against Maria Calcena at Ocean Financial

$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial)

The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd.,

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