UBS Financial’s financial advisor and managing director Roderick Von Lipsey, based in Washington, DC, who is also associated with the Private Wealth Management practice of the firm, has been named in four separate customer complaints filed between September 2019 and January 2022. All four cases pertaining to losses suffered by customers in the Yield Enhancement […]
Roderick Von Lipsey Complaints Mount Over UBS YES Read More »
Strategic Realty Trust investors are very upset after finding out that the REIT has suspended its dividend. Per filings available with the Securities Exchange Commission (SEC), Strategic Realty Trust, a non-traded real estate investment trust (REIT), earlier known by the name of TNP Strategic Retail Trust, suspended its Amended and Restated Share Redemption Program (the
Strategic Realty Trust REIT Suspends Dividends! Read More »
Accused of helping himself to $61K from the credit line of a client, former El Paso, Texas financial advisor from Morgan Stanley Jesus Rodriguez has been barred by the Financial Industry Regulatory Authority (FINRA) effective 29th November 2021. There are several customer disputes on his record. However, the FINRA sanctions were issued after his refusal
Jesus Rodriguez, Morgan Stanley Financial Advisor, BARRED By FINRA Read More »
Haselkorn & Thibaut (InvestmentFraudLawyers.com) is actively investigating financial advisors’ sales practices, unsuitable investments, and supervisory practices at Concorde Investment Services. We have received many calls from investors have alleged to be improperly sold investment products that were later found to be unsuitable and high risk. Several have filed lawsuits (FINRA) claims against Concorde to recover
Concorde Investment Services Investigated By Investment Fraud Lawyers Read More »
Wealthy individuals wage a constant battle to reduce their burden of income tax. Private placements of syndicated conservation easements seemed to catch the fancy of investors around 2010, again, as a means of reducing their income tax liability. Investors have been asking questions regarding a syndicated conservation easement. Our initial investigation has caused many red
Syndicated Conservation Easement Loss Recovery Read More »