Navigating the world of financial investments can be a daunting task, even for the most seasoned investors. While financial advisors are there to guide your investment journey, it’s crucial to be aware of potential red flags that may indicate misconduct. Today, we focus on Samuel David Frankfort, a stockbroker whose case highlights the significance of […]

Navigating the world of financial investments can be daunting, especially when choosing a financial advisor or stockbroker. Investors in Hunt Valley, MD, and beyond must remain vigilant to protect their assets. One name recently raising eyebrows is Stefan Leonard Dolgoff. Here’s a comprehensive look into his professional background, potential red flags, and the steps you

In a recent development, a customer dispute has been filed against Robert Schrieber, a financial advisor associated with Robert W. Baird & Co. Incorporated (CRD 8158) in Illinois. The client alleges that the stock recommended by Schrieber was unsuitable for her investment portfolio. The disclosure, which is currently pending resolution, was filed on January 13,

Michael Risko, a broker and investment advisor associated with SAIC Institutions, Inc. (CRD 35371) in New York, is currently facing a pending customer dispute, according to his FINRA BrokerCheck report. The complaint, filed on January 13, 2024, alleges that a paperwork and processing error negated the redemption of a non-traded REIT due to death for

Bradford Lucas, a registered representative with Centaurus Financial, Inc., is facing a pending customer dispute filed on January 15, 2024. The client alleges that in May 2023, Lucas provided a poor recommendation that resulted in the client receiving an inferior annuity product compared to the one they previously held. The client’s claim is currently pending