Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Seattle-based financial advisor Kirk Mitchell Balin (CRD# 4590715) and his conduct while registered with LPL Financial LLC and Householder Group Estate & Retirement Specialists. Understanding Kirk Balin’s Background Kirk Mitchell Balin currently maintains registrations with two firms in Seattle, Washington. He […]

Haselkorn & Thibaut has opened an investigation into LPL Financial LLC, one of the nation’s largest independent broker-dealer firms. If you’ve experienced investment losses or concerns with an LPL Financial advisor, understanding the firm’s regulatory history and customer complaint patterns can help you determine your next steps. Understanding LPL Financial’s Market Position LPL Financial LLC

Theresa Allen, a broker and investment advisor at RBC Capital Markets, LLC, is facing allegations of unsuitable investment recommendations. The customer dispute, filed on January 18, 2024, and currently pending resolution, claims that Allen made inappropriate investment suggestions between 2018 and May 2023. The complaint specifically relates to equity listed products, including common and preferred

Haselkorn & Thibaut has opened an investigation into Ronkonkoma, New York financial advisor Antonio Molinos following recent regulatory actions by the Financial Industry Regulatory Authority (FINRA). The investigation focuses on allegations of excessive trading and unsuitable investment recommendations that resulted in significant client losses. Understanding the Recent FINRA Action Against Antonio Molinos In August 2025,

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into financial advisor Michael Alexander Lackwood (CRD# 4742917), currently operating as Managing Member and Chief Compliance Officer of Spring Delta Asset Management. With concerns mounting about his regulatory history, investors who have worked with Lackwood deserve to understand the complete picture of