Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into William Blair & Company financial advisor Robert J. Rumley III following concerning regulatory disclosures on his record. If you’ve invested with Mr. Rumley or have concerns about your account, understanding his background and regulatory history is crucial for protecting your financial […]

John Forrester, a broker with Newbridge Securities Corporation, is facing serious allegations of misconduct, as reported by a recent customer dispute filed on January 19, 2024. The complaint, which is currently pending, accuses Forrester of breach of fiduciary duty, breach of contract, fraud, negligence, and negligent supervision. The dispute involves alternative investments and stocks, with

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Coral Gables financial advisor Jay Martin Spieler of Oppenheimer & Co. Inc. With over 50 years of experience and a 98% success rate recovering millions for investors, the firm is examining potential misconduct related to Mr. Spieler’s advisory practices. Understanding Jay

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Bellingham, Washington financial advisor Tony Pechthalt (CRD# 2422846) following multiple investor complaints regarding unsuitable investment recommendations. With over 50 years of experience and a 98% success rate, the firm is examining allegations that have resulted in significant investor losses. Understanding Tony