As of now it is pure speculation as to what (if any) policies the new administration might offer could serve to impact investor portfolios. As a recent presidential candidate, Donald Trump has made reference to a market bubble and plenty of commentators have noted that a rise in interest rates could potentially result in a […]
Will the Recent Election Impact Your Investment Portfolio? Read More »
The Financial Industry Regulatory Authority (FINRA) has banned broker fraud Winston Wade Turner from the securities industry for allegedly making deceptive recommendations to clients concerning variable annuities, and for the deceptive disclosure of his recommendations to his company’s supervisory board. Turner, a former Pruco Securities and Metlife registered broker, is accused by FINRA of misrepresenting
Broker Fraud – FINRA Bans Winston Wade Turner for Deceptive Variable Annuity Practices Read More »
Make sure your financial advisor and their firm accurately reflect your risk tolerance. With recent volatility and an 800 point market drop in the immediate aftermath of Brexit, just a few weeks later and it looks like nothing but a blip on the radar screen. Since the Brexit vote results were announced, we saw an
Markets Hit Record Highs, But How Confident Are You Read More »
The British have spoken: Brits want the United Kingdom to leave the European Union, commonly known as Brexit, and global markets have been rattled since the announcement. In addition to the extreme market volatility, Prime Minister David Cameron announced his resignation; Scotland is making noise that it may revisit its independence, and what’s next. Nobody
Brexit: The Brits Have Spoken Read More »
Professionals that invest your retirement money will soon have to do so with your best interests in mind. Last month, three professors released working papers related to licensed financial professionals noting among other things that might be very disconcerting is that five of the ten counties in the United States with the highest percentages of
Stockbroker Complaints: Oppenheimer Roster of Brokers Read More »