Investment Fraud

Lighthouse Capital Group: A Closer Look at Complaints and Lawsuits

Lighthouse Capital Group, a financial advisory firm, has been the subject of numerous complaints and lawsuits in recent years. Haselkorn & Thibaut is currently examining possible cases of investment fraud involving clients of Lighthouse Capital Group, LLC (Lighthouse Capital Group), a firm based in Pasadena, California. In May 2023, Lighthouse Capital Group agreed to an […]

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Unsuitable Investments

Unsuitable Investments: Identifying and Understanding High-Risk Investments

Investors are always looking for ways to grow their wealth in the financial world. However, investing in the wrong options can lead to significant financial losses and even bankruptcy. One of the most crucial things investors must do is understand unsuitable investments. Financial advisors and firms must have a reasonable basis to believe that the

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GWG L Bonds

GWG 2021: What is Going on with GWG L Bonds

Navigating the financial upheaval of GWG Holdings in 2021 can be challenging and unnerving for investors. One such significant development was the decline in their stock price by 49% between November 2021 and March 2022. This article will offer a thorough examination of crucial updates, developments, potential legal consequences and investor concerns surrounding this company during the turbulent period

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Aegis Capital

Aegis Capital Corp Fined $2.8M For Excessive Trading and Unsuitability

Established in 1984, Aegis Capital Corporation is a comprehensive retail and institutional broker-dealer headquartered in New York. They provide a broad spectrum of investment products and services as brokers and advisors. The firm recently faced sanctions from the Financial Industry Regulatory Authority (FINRA), triggered both by a client’s complaint of churning and a subsequent internal

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