Alternative asset firm GWG Holdings, Inc., filed for bankruptcy protection under Chapter 11 on the 20th of April, 2022, leaving a large number of investors in GWG L Bonds with gaping holes in their portfolios. This announcement comes even as GWG Holdings has been courting trouble for some time. It has failed to submit required […]
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Haselkorn & Thibaut are currently investigating Aegis Capital for several issues including the sales of GWG Holdings L Bonds and other investment products. It is alleged that financial advisors at Aegis Capital did several things including misrepresenting the true risk of the investment, overconcentrated the holdings of clients, and not properly supervising. In January, GWG
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Haselkorn & Thibaut, P.A. (InvestmentFraudLawyer.com) is investigating Emerson Equity regarding GWG Holdings L Bonds. We are learning that GWG had been in financial trouble long before it began defaulting on interest payments. Recently the Securities and Exchange Commission (SEC) subpoenaed GWG for documents after it failed to file its annual 10-K. GWG put an end to the
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Steven Robert Luftschein (also known as Steven Lerner), formerly an advisor with Aegis Capital Corp., has reportedly been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This is on the back of allegations against him of excessive trading and churning in accounts of three different clients. About Steven Luftschein From 2013
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