Ameriprise Financial

RiverSource (Ameriprise) Fined $5M

RiverSource (Ameriprise) Fined $5M For Improper Annuity Switches

RiverSource Distributors, which operates as a subsidiary brokerage firm of Ameriprise, has been asked to pay a fine of $5 million by the Securities and Exchange Commission (SEC). The fine has been levied for variable annuities related to alleged violations. It has emerged that the sales strategy employed by many employees of RiverSource required customers […]

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Ameriprise Complaints: Broker James Dunn

Ameriprise Financial James Dunn Facing 5 Customer Claims for a Total of $1.5M

If you are an investor who has had dealings with Ameriprise stockbroker James Dunn and has either suffered losses or suspected wrongdoing, you are advised to seek expert guidance. At Haselkorn & Thibaut, we have been contacted by several victims of the Virginia-based broker and are undertaking free reviews of their cases. Dunn has a

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4 Complaints Filed Against Kevin Houser (Ameriprise Financial)

4 Complaints Filed Against Kevin Houser (Ameriprise Financial) For $1.6 Million

Center Valley, Pennsylvania-based Kevin Houser, a financial advisor with Ameriprise Financial Services, has been named in four separate customer disputes that are pending resolution. These disputes are over alternative investments recommended by him and are understood to be of substantial value. Haselkorn & Thibaut, P.A., is currently investigating Kevin Houser.  Clients and anyone having information

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