Berthel Fisher Customer Disputes Skyrocket: A Deep Dive into Complaints, Lawsuits, and Regulatory Actions

Berthel Fisher & Company Financial Services, Inc. (“Berthel Fisher“) has faced numerous customer disputes, complaints, lawsuits, and regulatory actions over its financial planning services over the years. As an investor, it’s important to be aware of these issues and understand how they might impact your relationship with the firm. In this article, we’ll explore some […]

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Berthel Fisher Investigation

Berthel Fisher & Company Financial Services (Berthel Fisher) and its insurance-based broker-dealer affiliate Securities Management and Research are headquartered in Cedar Rapids, IA, and are believed to have over 280 independent financial advisors working nationwide, handling over 4,000 accounts and over $610 million in assets according to Brightscope. The Financial Regulatory Authority (FINRA) provides an