Imagine that someone trusted a Cetera advisor with their hard-earned money, expected professionalism, and the promise of fiduciary duty. However, rather than getting sound investment advice, they experience a breach of trust. They appear to be on a financial tightrope, dangling precariously close to a significant loss with no safety net supporting them. The allegations […]
Cetera Advisor Edward Rosenblatt Faces $200K Complaint Read More »
Are you working with Cetera Financial Group and concerned about the investment advice you received? In this comprehensive review, we delve into the inner workings of Cetera Financial Group, exploring their services, complaint history, fee structure, regulatory disclosures, and employee experiences. Many victims of investment fraud by financial advisors think losses were due to market
Cetera Financial Group Investigated By Investment Fraud Lawyers 2023 Read More »
Chang Jen Vung, a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Flushing, New York office of Cetera Investment Services LLC, has faced several complaints from investors. These complaints raise concerns about unsuitable investment recommendations and potential fraud. Let’s take a closer look at the allegations against Chang Jen
Chang Jen Vung (Cetera) Complaint Filed For Unsuitable Products Read More »
Cetera Advisors LLC and Cetera Advisor Networks LLC have been charged by the Securities Exchange Commission (SEC) for perpetrating fraud on their advisory clients on account of their failure to disclose several sources through which they earned money. A final judgment against the firm has now been obtained by the SEC. An amended version of
Cetera Advisors Agrees to $5,614,509 Settlement From SEC Read More »
Haselkorn and Thibaut, InvestmentFraudLawyers.com, is investigating Roger Lee Owens, a former advisor with Cetera Advisors. We seek to talk to any customers, but specifically ones that have suffered significant investment losses while working with him. Cetera Advisors dismissed Roger Owens last year, alleging that he was involved in unapproved private investment transactions. Just a couple
Cetera Advisors Roger Owens SUSPENDED – Investor Investigation Read More »