ubs yield enhancement strategy lawsuit

UBS Yield Enhancement Strategy Lawsuit "FINRA": Jose Cornide Complaint

UBS Yield Enhancement Strategy Lawsuit “FINRA” Against Jose Cornide

The first lawsuit against financial advisor Jose Cornide (CRD#: 2785918), a representative of UBS Financial Services (CRD# 8174) accused of “unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy” was file by an attorney in April 2019, representing a client. The damages claimed are $10,000,000 and the options …

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UBS Yes Strategy Lawsuit

UBS Yes Strategy Lawsuit 2019

Palm Beach, FL – Investors have filed a UBS Yes Strategy Lawsuit. Haselkorn & Thibaut, P.A., a law firm of former Wall Street defense lawyers, dedicated to handling investment loss recovery cases and representing investors nationwide, continues to investigate UBS in connection with their sales practices related to Yield Enhancement Strategies (“YES”).  UBS appears to …

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