November 2023

Allegations of financial malpractice are serious matters that demand immediate attention. In the financial world, such allegations can have far-reaching implications for both the accused and the accuser. The Financial Industry Regulatory Authority (FINRA), the largest independent regulator for all securities firms doing business in the United States, has strict rules and regulations in place […]

Investment fraud is a serious allegation that can have far-reaching implications for both financial advisors and investors. Recently, a pending customer dispute has been lodged against Craig Sturges of CENTAURUS FINANCIAL, INC. The customers allege that in October 2022, the Registered Representative misrepresented, recommended an unsuitable investment, and breached his fiduciary duty. The alleged misconduct

Investment fraud allegations are serious matters that demand immediate attention. They are not only damaging to the reputation of the financial advisor and their associated firm, but they can also cause substantial financial losses for investors. One such allegation has been made against Robert Rasbach, a broker currently associated with Kingswood Capital Partners, LLC, and

An allegation has been made against Ricky Mantei, a Registered Representative of Centaurus Financial, Inc. which is being taken very seriously. The allegation involves a customer dispute that is currently pending as of October 2nd, 2023. Understanding the Allegation and FINRA Rule The customers have alleged that Ricky Mantei, who was supervised by the named