2023

Investment fraud is a serious allegation that can have severe consequences for both the accused and the victims. One such case that has come to light involves a financial advisor named James Monken from Morgan Stanley Smith Barney, also known as Morgan Stanley (CRD 149777). The allegation, which is still pending, was filed on 9/21/2023 […]

Allegations of financial malpractice are serious matters, and the case of Lionel Goldberg and Morgan Stanley is no exception. According to a pending customer dispute dated 9/21/2023, the client alleges that the purchase of a fixed to floating rate security was misrepresented. The damages, currently unspecified, are related to a corporate debt transaction (N1010NN) brokered

The seriousness of allegations against a financial advisor can’t be understated, particularly when it involves a breach of fiduciary duty, negligence, and negligent misrepresentation. These allegations are currently being investigated against Linda Wimsatt of WESTPARK CAPITAL, INC. and AMERICAN TRUST INVESTMENT SERVICES, INC. The case, numbered 23-02395, was filed on 9/21/2023, and is currently pending.

The seriousness of an allegation and its implications can never be overstated. This is especially true when it involves financial matters and investors’ hard-earned money. Currently, Haselkorn & Thibaut, a national investment fraud law firm, is investigating a case involving Steven Sabo and LPL Financial LLC. Allegation’s Seriousness and Case Information On September 22, 2023,