If you’ve invested in Blackstone Real Estate Income Trust (BREIT) and have suffered losses, it can be a frustrating and overwhelming experience. But you don’t have to face it alone. Haselkorn & Thibaut, a national investment fraud law firm, is here to help. Our attorneys are investigating major Wall Street brokerage firms and financial advisors […]
As financial advisors, we should understand the importance of providing our clients with the best financial advice and guidance to help them meet their financial goals. Unfortunately, there are some individuals in our industry who do not share our commitment to ethical conduct and instead, prey on vulnerable elderly clients for personal gain. Financial elder
Don’t Fall Victim: Spotting and Preventing Financial Elder Abuse by Financial Advisors Read More »
FINRA announced today that Raymond James & Associates Inc. has settled charges of providing inaccurate trade confirmations to customers over eight years, totaling at least 1.85 million confirmations. The broker-dealer from St. Petersburg, Florida, has agreed to a $300,000 fine and a censure without admitting or denying any wrongdoing between January 2014 and May 2022.
Navigating the financial upheaval of GWG Holdings in 2021 can be challenging and unnerving for investors. One such significant development was the decline in their stock price by 49% between November 2021 and March 2022. This article will offer a thorough examination of crucial updates, developments, potential legal consequences and investor concerns surrounding this company during the turbulent period
GWG 2021: What is Going on with GWG L Bonds Read More »
The SEC has stated that it intends to start public administrative proceedings against a disbarred broker currently serving a lengthy prison term. According to BrokerCheck, New York resident Bradley Reifler, 63, who became a broker in 1986, was barred from the industry in 2018 for refusing to cooperate with the Financial Industry Regulatory Authority’s “investigation