Financial scandals are no laughing matter. They can leave investors in the lurch and make a mockery of the trust placed in financial advisors. The case of Patrick N. Thayer, a registered representative of various broker dealers and an associated person of an investment adviser, is a sobering reminder of this fact. The U.S. District […]
It’s no laughing matter when an investor’s trust is breached. This is exactly the situation we find ourselves in today, as a serious allegation has been leveled against Matthew Rigoli of Citigroup Global Markets Inc. The gravity of this allegation cannot be overstated, as it involves a considerable sum of money and a breach of
Investors, brace yourselves for a potential shocker. A serious allegation has emerged that could send ripples through the financial industry. A customer dispute is currently pending, with the claimant alleging that he was misled by Citigroup Global Markets, Inc. (CGMI) and their financial advisor, Steven Work, in March 2021. The Allegation in Layman’s Terms The
Allegation Against Steven Work and Citigroup Global Markets Investigated Read More »
There’s a storm brewing in the financial world. A recent customer dispute has come to light, alleging that Anthony Makransky, a broker and financial advisor, previously associated with AMERIPRISE FINANCIAL SERVICES, LLC and currently with LPL FINANCIAL LLC (CRD 6413), made unsuitable investment choices on behalf of a client. This seemingly simple allegation, lodged on
Anthony Makransky Investigation By Haselkorn & Thibaut Over Unfit Investments Read More »
Imagine waking up one morning to find out that your stocks have been sold without your knowledge or consent. That’s exactly what happened to a client of Morgan Stanley, one of the largest investment firms in the world. The client alleges that shares of stock were sold in her managed account against her written instructions.