2023

As they say, no news is good news, but unfortunately, we’ve got some rather unsettling news to share. It appears that serious allegations have been lodged against Timothy Brown, a broker previously associated with Newbridge Securities Corporation and First Wall Street Corp. Currently, he is with Emerson Equity LLC. The allegations include breach of contract, […]

It’s a serious matter that’s got the financial world buzzing: a pending customer dispute against Trent Bryson, an advisor at LPL Financial LLC and Global Retirement Partners LLC. The allegation? A recommendation of an unsuitable retirement plan that spanned from July 2011 to June 2023, leaving the customer with a whopping $60,000 loss. Bryson, however,

News has surfaced concerning a serious allegation against a registered representative, John Starke, who is currently under investigation by Haselkorn & Thibaut. The allegation revolves around unsuitable and illiquid investments recommended by Starke to his clients during the 2015-2017 period. These investments, according to his clients, performed poorly, causing a significant financial loss amounting to

In the world of finance, trust is paramount. When that trust is breached, the consequences can be severe. Such is the case with a recent customer dispute involving Damon Stewart, a broker and investment advisor affiliated with Morgan Stanley Smith Barney and Morgan Stanley (CRD 149777). The client alleges, among other things, a breach of

Serious Allegations Against Saturna Capital Corporation and Monem Salam On June 14, 2023, a pending customer dispute was logged against Saturna Capital Corporation (“SCC”) and its affiliate, Saturna Brokerage Services (“SBS”). The SCC, a registered investment-adviser, and SBS, a provider of trading and custody services, are facing serious allegations from an advisory client, the MW