Imagine entrusting your hard-earned savings to a financial advisor, only to have your nest egg reportedly shattered by an investment loss soaring above $700,000. This seems to be the troubling story that unfolded in Fair Oaks, California. The protagonist? A financial advisor by the name of Shawn Spellacy (CRD# 2275119), as alleged in a recent […]
Shawn Spellacy Hit with $719K Complaint at Calton Advisor Read More »
Just imagine slipping into the trusted hands of a seasoned financial advisor, a beacon in the tempestuous seas of investing. Picture yourself nestled comfortably in the powerful grasp of Stratford, Connecticut’s advisor Francis Carson (CRD# 1494735), envisioning the steady increase of your wealth. This was the dream for many of Carson’s clients. But what happens
Wealth Advisor Francis Carson: Major Investor Complaint Unveiled Read More »
Are you involved in an investor dispute and feeling overwhelmed by FINRA’s discovery process? You’re not alone. This complex procedure plays a critical role in resolving financial disputes, but it can be challenging to navigate without proper guidance. Our comprehensive guide breaks down the essentials of understanding FINRA’s Discovery Guide and Document Production process, providing
A Comprehensive Guide to FINRA’s Discovery Guide Read More »
Investing can be a complex endeavor, particularly when you’re not sure if your broker is playing by the rules. Imagine having unauthorized trades made in your investment account without your knowledge – a frightening thought, right? This blog post unpacks the concept of unauthorized trading, shedding light on its various types, consequences, and how to
Understanding Unauthorized Trading: What You Need to Know Read More »
Investing can be thrilling, but what happens when disputes arise with your brokerage firm or broker-dealer? Securities arbitration is an efficient way to resolve such issues, serving as an alternative to going to court. Haselkorn & Thibaut specialize in fighting for investors. Our team of experienced FINRA arbitration lawyers has over 50 years of experience.
Don’t Let Wall Street Walk Away with Your Money! Fight Back with Securities Arbitration Read More »