2023

investment fraud lawyers

$1 Million Complaint Filed Against UBS Advisor Joe Katzaroff for Suitability Issues

Joe Katzaroff, a seasoned financial advisor hailing from Irvine, California (CRD#1811119), has a lengthy record in the industry, but it has not been without controversy. A certified broker and investment adviser affiliated with UBS Financial Services, he holds Financial Industry Regulatory Authority accreditations. Despite his credentials, Mr. Katzaroff has faced scrutiny following claims by investors […]

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UBS Advisor Lands mm Investor Complaint

Investor Complaint Against USCA Advisor Derek Su worth $2 Million

Noted Austin-based financial advisor Derek Su, associated with well-known firms including USCA Securities and US Capital Wealth Advisors, is facing an investor’s $2.2 million allegation. Su is alleged to have acted negligently, failed to execute his supervisory responsibilities, and breached his fiduciary responsibility concerning investments in several fiscal vehicles, including variable annuities, common and preferred

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financial advisor fraud

Wells Fargo Broker Helen Caldwell Barred by FINRA – Investors May Recover Losses

Investment Losses with Helen Caldwell? Looking for a way to recover your hard-earned money? Look no further than Haselkorn & Thibaut, the leading investment fraud law firm. We specialize in fighting for investors nationwide and have offices conveniently located in Florida, New York, North Carolina, Arizona, and Texas. With over 50 years of experience, we

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