November 2024

Haselkorn & Thibaut has opened an investigation into Thomas Woodward Hulick, a financial professional based in Woodcliff Lake, NJ. If you have concerns about your investments or losses involving Thomas Hulick, take advantage of a free, confidential consultation with Haselkorn & Thibaut at 1-888-850-5197. Overview: Who Is Thomas Woodward Hulick? Thomas Woodward Hulick (CRD #1806305) […]

Deborah Jackman, a broker and investment advisor associated with UBS Financial Services Inc., is currently facing serious allegations of financial exploitation, undue influence, and embezzlement. The case, brought forth by the stepson and successor personal representative of his stepmother’s estate, has significant implications for investors who have entrusted their assets to Jackman and UBS Financial

In a recent development, a serious allegation has been brought against Rita Mansour, a broker and investment advisor associated with McDonald Partners LLC (CRD 135414) in Ohio. The customer dispute, filed on February 29, 2024, and currently pending resolution, alleges that Mansour recommended an unsuitable investment in a private offering of securities in 2013 and

W Jones, a broker and investment advisor registered with Cambridge Investment Research, Inc. (CRD 39543), is currently facing a serious customer dispute allegation. According to the disclosure on his FINRA BrokerCheck, customers allege that investments made in 2014 and 2015 were unsuitable for their investment objectives and risk tolerance. The case, which involves real estate

In a recent development, a serious allegation has been made against Ronald Zeppernick, a broker and investment advisor associated with Key Investment Services LLC (CRD 136300). The customer dispute, filed on February 29, 2024, and currently pending resolution, alleges that Zeppernick misrepresented a recommendation to purchase a $108,000 Prosperity Fixed Annuity in April 2023. This