2024

John Franzino, a seasoned financial advisor from Massapequa, New York, faces allegations of misconduct related to insurance sales. According to the Financial Industry Regulatory Authority, Franzino is a broker with Ameritas Investment Company and the proprietor of J&M Financial Services. He has an extensive registration history, which includes his association with NYLife Securities. Investors’ Allegation […]

Financial malpractice is a serious allegation that often involves significant financial losses for investors. One such case currently under investigation involves John Pock, a financial advisor with EDWARD D. JONES & CO., L.P. (also known as EDWARD JONES), CRD 250. The client alleges that Pock made numerous trades in his commission-based account to generate commissions,

When it comes to the world of investment, trust is paramount. Unfortunately, this trust can be broken, leading to significant financial loss for investors. One such case is currently under investigation involving financial advisor Jeffrey Gitterman, associated with Vanderbilt Securities, LLC (CRD 5953), and previously with Triad Advisors LLC. The allegation, filed on 9/11/2023, pertains